Speaking Engagement Recap
April 15 - 17, 2019
Refreshing Your Annual Review Process to Address Business and Regulatory Risks
Overview
Jeffrey Blumberg discusses evolving annual review processes for investment advisors, focusing on Rule 206(4)-7.
Location
Loews Miami Beach Hotel1601 Collins Ave
Miami Beach, FL 33139
Related Legal Services
Related Industries
Speakers
- John Gentile — Ascendant
- Eugenie Warner — Ascendant
- Heather Kaden — Head of Investment Advisory Compliance, Jennison Associates
