February 1995

Amicus Representation of the Securities Industry

United States - Minnesota

Faegre Baker Daniels partner Bob Schnell represented the Securities Industry Association (now known as the Securities Industry and Financial Markets Association) as amicus curiae before the United States Supreme Court in Gustafson v. Alloyd Co., Inc. in which the court clarified the scope of Section 12(2) of the Securities Act of 1933.

FaegreBD has similarly represented the Securities Industry Association in cases before the Minnesota Supreme Court and the United States Court of Appeals for the Eighth Circuit in appeals concerning the federal preemption of state law claims relating to payment for order flow practices and the availability of punitive damages in securities arbitrations.

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