2011

Broker-Dealers Defend Against Securities Fraud in the U.S. District Court for the District of Delaware

North America - United States

Faegre Baker Daniels defended multiple broker-dealer defendants, including the subsidiary of a North American annuity and life insurance provider, in securities fraud "clawback" actions brought in connection with alleged fraud claims against the issuers of DBSI limited partnerships.

James Zazzali, as Trustee for the DBSI Private Actions Trust v. Advisory Group Equity Services Ltd., et al., Civ. Action No. 1:11-cv-00475 (D. Del. 2011)

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