Practical, real-world and cost-effective counsel is what you demand. With our deep experience with all types of funds, investors, advisers and brokers, it’s what we provide. We assist with domestic and offshore fund structures and offerings, management organizations, seeding arrangements, vendor agreements, state/SEC/FINRA/CFTC/NFA registration and investigations, advisory agreements, trading practices, conflicts of interest and compliance programs. Our work representing strategic and institutional investors provides invaluable insights into current market practices and trends. Investment professionals facing litigation and arbitration, including wrongful termination and Form U-5 defamation claims, can count on us for vigorous and strategic representation. We also support you in preparing for, managing and responding to regulatory examinations.

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