June 19, 2013

SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance

Live Webcast

Overview

Join FaegreBD partner Michael MacPhail and a number of other SEC experts in a live webinar covering key aspects of the Dodd-Frank Act. Containing more than 90 provisions that require the SEC to adopt rules and dozens of other that give the SEC discretionary rulemaking authority, the Dodd-Frank Act affects almost every part of the U.S. financial services industry. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation and credit rating agencies.

In this two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance to compliance officers, corporate counsel, and other industry professionals about complying with key provisions.

Services and Industries

Agenda

12:00 p.m. - 2:00 p.m.
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