SEC and Dodd-Frank Act Regulations Compliance: Emerging Issues and Practical Guidance

Join FaegreBD partner Michael MacPhail and a number of other SEC experts in a live webinar covering key aspects of the Dodd-Frank Act. Containing more than 90 provisions that require the SEC to adopt rules and dozens of other that give the SEC discretionary rulemaking authority, the Dodd-Frank Act affects almost every part of the U.S. financial services industry. To date, the SEC has proposed or adopted rules affecting, among other things, securities-based swaps, hedge funds, private fund advisers, executive compensation and credit rating agencies.

In this two-hour web cast, regulators, lawyers, and other professionals will explain key aspects of the Dodd-Frank Act and its rules and will provide practical guidance to compliance officers, corporate counsel, and other industry professionals about complying with key provisions.