March 2018

Investment Company Retains Investment Advisory License After Litigation

United States - Colorado

An investment company reached a favorable settlement with the Attorney General that allowed the company to retain its investment advisory license in a state court litigation against the Colorado Division of Securities. Faegre Baker Daniels used effective discovery and advocacy to bring the Attorney General to compromise its initial position.

Services & Industries

Faegre Baker Daniels 网站使用 Cookie 来提升您的浏览体验。