Financial Services

认识团队

简介

As a stakeholder in the financial services industry, you navigate a competitive and ever-changing regulatory and economic environment. Our financial services industry team — featuring 250+ attorneys and consultants — provides legal, advocacy and consulting services to help you anticipate and manage these changes and drive your business forward. We represent many of the country’s leading banks, insurance companies, securities firms and other financial institutions, and our international presence enables us to provide seamless service in financial centers around the world. Our attorneys have served as SEC officials, state and federal regulators, and state and federal prosecutors, and our D.C.-based consultants maintain strong relationships with the Federal Reserve, U.S. Treasury, FDIC, and other agencies and governing bodies. Having served the financial services industry for more than 100 years, we partner with you to address your most pressing challenges.

斐格毕迪律师事务所的投资管理法律业务部门,在以下三个主要领域向全美客户提供专业的法律服务:

  • 私募基金设立和管理公司的法律顾问
  • 代理已注册的投资顾问
  • 代理共同基金及/或其董事会

本所为私募投资基金的保荐人或顾问提供服务,包括境内和离岸对冲基金、风投基金和私募股权基金。本所就基金结构提供法律建议并准备发行文件材料,包括私募招股说明书和认购协议。除此之外,本所还为基金管理公司确立结构,提供持续的法律代理服务。

本所向在美国证交会注册的和州监管部门注册的投资顾问提供如信息披露、销售及营销活动、广告宣传、顾问协议、交易习惯和监管合规与审查等方面的法律服务。

对于共同基金,本所提供基金设立服务以及连续的法律代理工作,包括合规方案、基金服务协议、对监管部门提交报告和披露以及州证券登记事宜。本所也提供共同基金董事会会议有关的各项法律服务,包括担任基金董事的独立法律顾问。

除了上述主要领域外,本所还就投资管理公司、共同基金集团以及如券商在内的其它金融服务公司的收购、合并、出售而提供法律服务。

本所也提供与投资管理相关的雇员退休收入保障法(ERISA)、税务、证券、政府关系、政府关系、雇佣、顾问、诉讼及政府监管执行等方面的法律服务。

服务和行业

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